George Kwong Fat Chan
陳廣發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Kwong Fat Chan (陳廣發), CE reference AFU058. Currently licensed at 1 firm(s): Plutus Asset Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-15 | present |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-15 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 — Asset management | 2022-04-07 | 2022-08-19 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2014-07-08 | 2020-03-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-06 | 2014-01-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2010-12-08 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2010-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-02 | 2009-03-11 |