Derrick Wie Hon Tan
陳威雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derrick Wie Hon Tan (陳威雄), CE reference AMP203. Currently licensed at 2 firm(s): Plutus Securities Limited, Plutus Asset Management Limited. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plutus Securities Limited 貝德斯證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-05 | present |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-05 | present |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-05 | present |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-08 | 2021-05-05 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2020-12-30 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-11 | 2020-12-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-19 | 2013-03-05 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-19 | 2013-03-05 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-24 | 2012-11-08 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-24 | 2012-11-08 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-31 | 2012-03-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-31 | 2012-03-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-19 | 2011-03-01 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-11-17 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-11-04 | 2010-07-12 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-07 | 2009-10-29 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-27 | 2009-10-29 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-13 | 2009-04-17 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-03 | 2009-04-17 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-12-10 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-05 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-05 | 2009-01-22 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-28 | 2007-11-23 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-04 | 2007-11-23 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-25 | 2006-02-25 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-25 | 2006-02-25 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-25 | 2006-02-25 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-25 | 2006-02-25 |