Tai Fun Ko
高泰芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Fun Ko (高泰芬), CE reference ABD420. Currently licensed at 3 firm(s): CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited, CES Forex (HK) Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-12-09 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-18 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-03-13 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | present |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-21 | 2022-03-31 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2012-05-14 | 2013-12-28 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2012-05-14 | 2013-12-28 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-28 | 2010-01-06 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-10-28 | 2010-01-06 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-25 | 2010-06-12 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-25 | 2010-01-06 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-29 | 2005-10-04 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-29 | 2005-10-04 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-06-29 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-06-29 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-06-28 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-06-29 |