Dingding He
賀丁丁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dingding He (賀丁丁), a licensed former licensee with CE reference APR488. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-08 | 2021-01-11 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-08 | 2021-01-11 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-19 | 2016-10-20 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-21 | 2016-10-20 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-17 | 2013-05-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-17 | 2013-05-21 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-11-05 | 2011-02-17 |