Russell James Jacobsen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Russell James Jacobsen ( ), a licensed former licensee with CE reference AOG291. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-19 | 2025-02-13 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-14 | 2020-10-19 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-07 | 2018-09-14 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-20 | 2012-02-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-05 | 2011-05-20 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-05 | 2012-02-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-19 | 2008-08-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-04 | 2008-08-01 |