In Kun
管弦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for In Kun (管弦), a licensed former licensee with CE reference AOA393. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-09-01 | 2021-10-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-09-01 | 2021-10-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-17 | 2021-10-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-15 | 2020-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-01-15 | 2020-09-01 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-06 | 2018-12-25 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-10 | 2018-12-25 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2017-02-07 | 2018-05-14 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-07-03 | 2017-02-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-29 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-09-29 | 2008-11-19 |