Wai Kin Yuen

袁偉健
CE No. ASP979 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Yuen (袁偉健), a licensed former licensee with CE reference ASP979. This person has 16.1 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 1 - Dealing in securities 2025-03-14 2025-11-11
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 2 - Dealing in futures contracts 2025-03-14 2025-11-11
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
Rep Type 1 - Dealing in securities 2024-05-03 2025-03-14
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2024-05-03 2025-03-14
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 2 - Dealing in futures contracts 2022-04-29 2023-11-16
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2017-11-02 2022-04-29
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
Rep Type 1 - Dealing in securities 2017-03-01 2023-11-16
Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
Rep Type 1 - Dealing in securities 2010-08-19 2017-02-28
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2009-11-11 2010-08-15
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 1 - Dealing in securities 2009-04-23 2009-10-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kin Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ho Ming Ho Mirae Asset Securities (HK) Limited 2017–2025
Heung Chuen Leung Mirae Asset Securities (HK) Limited 2017–2024
Sofiane Maayoufi Mirae Asset Securities (HK) Limited 2019–2025
Sangjoon Kim Mirae Asset Securities (HK) Limited 2017–2023
Ji Yeon Lee Mirae Asset Securities (HK) Limited 2017–2025
Jun Oh Kim Mirae Asset Securities (HK) Limited 2017–2024
Hyunsuk Choi Mirae Asset Securities (HK) Limited 2021–2025
Sung Cheol Ju Mirae Asset Securities (HK) Limited 2019–2025
Lingrui Zha Mirae Asset Securities (HK) Limited 2018–2025
Na Jung Kim Mirae Asset Securities (HK) Limited 2021–2025
Shasha Huang Mirae Asset Securities (HK) Limited 2018–2025
Ting Fan Hui Mirae Asset Securities (HK) Limited 2022–2025
Chung Ching Man Mirae Asset Securities (HK) Limited 2022–2025
Ho Yin Lam Mirae Asset Securities (HK) Limited 2022–2025
Bo Sung Choi Mirae Asset Securities (HK) Limited 2018–2023
Tsui Yan Yeung Mirae Asset Wealth Management (HK) Limited 2010–2013
Yik Hung Shiu Mirae Asset Wealth Management (HK) Limited 2010–2013
Jonathan Stiles Hancock Mirae Asset Wealth Management (HK) Limited 2010–2013
Monica Ze Wa Lam Mirae Asset Wealth Management (HK) Limited 2010–2013
Dickson Yee Yin Lam Mirae Asset Securities (HK) Limited 2017–2020

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