Allen Choi
蔡國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Choi (蔡國偉), a licensed former licensee with CE reference AJM479. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-05-06 | 2024-10-23 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-06 | 2024-10-23 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-03-06 | 2024-05-06 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-15 | 2024-01-22 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-15 | 2024-01-22 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-10 | 2019-04-15 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-10 | 2019-04-15 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-27 | 2017-12-18 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-27 | 2017-12-18 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-27 | 2007-03-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-07-17 | 2006-09-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-08 | 2006-06-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-29 | 2006-06-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-11 | 2004-11-04 |
| CASH Research Limited 時富證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-20 | 2004-05-25 |