Wen (SFC:APO463) Xu
胥雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen (SFC:APO463) Xu (胥雯), CE reference APO463. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Valley Capital Limited |
RO | Type 9 — Asset management | 2022-05-16 | 2023-03-31 |
| Golden Pine Asset Management Limited 旭松資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-30 | 2021-03-31 |
| Phoenix Capital Management Limited |
RO | Type 9 — Asset management | 2016-04-29 | 2017-05-29 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2012-04-11 | 2012-04-30 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | 2012-04-11 | 2012-04-30 |
| RAB Capital (Asia) Limited |
Rep | Type 4 — Advising on securities | 2007-10-05 | 2010-10-20 |
| RAB Capital (Asia) Limited |
Rep | Type 5 — Advising on futures contracts | 2007-10-05 | 2010-10-20 |
| RAB Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2007-10-05 | 2010-10-20 |
| Pi Investment Management Limited |
Rep | Type 4 — Advising on securities | 2007-09-03 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 5 — Advising on futures contracts | 2007-09-03 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 9 — Asset management | 2007-09-03 | 2007-09-28 |