Ming Li Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Li Chu (朱明理), a licensed Representative with CE reference BIW568. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 9.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-06 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-07-06 | present |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-08-06 | 2022-12-23 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-09 | 2022-12-23 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-09 | 2020-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Li Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jian Liu | Rifa Futures Limited | 2017–2022 |
| Stephen Ka Fai Chan | Rifa Futures Limited | 2017–2022 |
| Canghai Wu | Rifa Futures Limited | 2017–2022 |
| Xiya Jin | Rifa Futures Limited | 2017–2022 |
| Mang Suen Luk | Rifa Futures Limited | 2017–2022 |
| Wai Hong Tang | Rifa Futures Limited | 2017–2022 |
| Kai Shing Tang | Rifa Futures Limited | 2017–2022 |
| Sai Hung Li | Rifa Futures Limited | 2017–2022 |
| Ho Pang Kwong | Rifa Futures Limited | 2017–2022 |
| Lei Sin Tsang | Rifa Futures Limited | 2018–2022 |
| Gengrong Li | Rifa Futures Limited | 2017–2021 |
| Ling Yu Chan | Rifa Futures Limited | 2019–2022 |
| Ka Keung Kwan | Rifa Futures Limited | 2019–2022 |
| Jun Chai | Rifa Futures Limited | 2017–2020 |
| Yu Hung Ng | Rifa Futures Limited | 2018–2021 |
| Ming Cheung Yan | Rifa Futures Limited | 2017–2020 |
| Yuk Ting Chong | Rifa Futures Limited | 2017–2019 |
| King Yuen Lau | Rifa Futures Limited | 2017–2020 |
| William Yuk Nam Lee | Rifa Securities Limited | 2017–2022 |
| Peggy Pik Ki Chan | Rifa Securities Limited | 2017–2022 |