Tak Wai Tran
陳德偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wai Tran (陳德偉), a licensed former licensee with CE reference ABS412. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-07-12 | 2022-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2022-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-27 |