Joseph Lionel Ghouila-Houri
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Lionel Ghouila-Houri ( ), a licensed former licensee with CE reference AUW774. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-01 | 2017-06-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-01 | 2017-06-30 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-02-24 | 2016-09-26 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-02-24 | 2016-10-27 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2014-02-24 | 2016-09-26 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-17 | 2014-02-24 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-17 | 2014-02-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-17 | 2014-02-24 |