Yuk Yee Lee
李玉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Yee Lee (李玉儀), a licensed former licensee with CE reference ACX367. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-16 | 2022-12-11 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-16 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2022-12-11 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-20 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-20 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |