Tsz Yau Tsang

曾子佑
CE No. ABX446 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yau Tsang (曾子佑), a licensed former licensee with CE reference ABX446. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
OCBC Securities Brokerage (Hong Kong) Limited
華僑證券經紀(香港)有限公司
RO Type 1 — Dealing in securities 2005-10-05 2024-07-27
Chekiang First Securities Co. Limited
浙江第一證券有限公司
RO Type 1 — Dealing in securities 2003-05-06 2014-11-24
OCBC Futures Investment (Hong Kong) Limited
華僑期貨投資(香港)有限公司
RO Type 2 — Dealing in futures contracts 2003-05-06 2024-07-27
Chekiang First Securities Co. Limited
浙江第一證券有限公司
Rep Type 1 — Dealing in securities present 2003-05-06
OCBC Futures Investment (Hong Kong) Limited
華僑期貨投資(香港)有限公司
Rep Type 2 — Dealing in futures contracts present 2003-05-06
Chekiang First Securities Co. Limited
浙江第一證券有限公司
Rep Type 4 — Advising on securities present 2003-04-28
OCBC Futures Investment (Hong Kong) Limited
華僑期貨投資(香港)有限公司
Rep Type 5 — Advising on futures contracts present 2003-04-28
Chekiang First Securities Co. Limited
浙江第一證券有限公司
Rep Type 6 — Advising on corporate finance present 2003-04-28
Chekiang First Securities Co. Limited
浙江第一證券有限公司
Rep Type 9 — Asset management present 2003-04-28
OCBC Futures Investment (Hong Kong) Limited
華僑期貨投資(香港)有限公司
Rep Type 9 — Asset management present 2003-04-28

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