Chi Keung Tom
譚志強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Keung Tom (譚志強), a licensed former licensee with CE reference AAO745. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-06 | 2024-10-23 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-13 | 2014-11-24 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-01 | 2016-10-06 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2024-10-23 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-08 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-08 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-21 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-11-08 |