Hoi Lok Cheng
鄭開樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Lok Cheng (鄭開樂), a licensed former licensee with CE reference AAD231. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 — Securities margin financing | 2006-07-24 | 2014-05-23 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-05-23 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 — Advising on securities | present | 2014-05-23 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-03 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-03 |