June Seok Baek
白埈錫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for June Seok Baek (白埈錫), a licensed former licensee with CE reference AJC640. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brickfield Partners Limited 磚田伙伴有限公司 |
Rep | Type 9 — Asset management | 2020-10-06 | 2020-11-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-30 | 2020-07-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-30 | 2020-07-24 |
| Neo Risk Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2015-04-21 | 2018-04-28 |
| Neo Risk Investment Advisors Limited | Rep | Type 9 — Asset management | 2015-04-21 | 2018-04-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-03 | 2015-01-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2015-01-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-07 | 2015-01-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-04-07 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-23 | 2008-12-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-23 | 2008-12-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-04-24 | 2006-09-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-24 | 2006-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-10-21 | 2006-09-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-30 | 2004-09-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2003-07-30 | 2004-09-23 |