Shih-Wei Peng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Wei Peng ( ), a licensed former licensee with CE reference ABN236. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2017-08-21 | 2018-08-07 |
| Neo Risk Investment Advisors Limited | Rep | Type 9 — Asset management | 2017-08-21 | 2018-08-07 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-28 | 2015-06-22 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-01-28 | 2015-06-22 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-15 | 2014-01-28 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-15 | 2014-01-28 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2011-05-12 | 2013-08-09 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-11 | 2011-04-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-10-11 | 2011-04-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-09 | 2007-10-11 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2007-10-11 |
| Quellos (Asia) Limited |
RO | Type 1 — Dealing in securities | 2007-05-11 | 2007-10-02 |
| Quellos (Asia) Limited |
RO | Type 4 — Advising on securities | 2007-05-11 | 2007-10-02 |