Patrick Hin Wai Chan
陳獻為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Hin Wai Chan (陳獻為), a licensed former licensee with CE reference AAZ195. This person has 18.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-10 | 2021-07-16 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-10 | 2021-07-16 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-10 | 2021-07-16 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-28 | 2014-06-09 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-28 | 2014-06-09 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-23 | 2014-06-09 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-11-23 | 2014-06-09 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-27 | 2011-10-31 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-07-31 | 2011-10-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-12-23 | 2008-05-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-12-23 | 2008-05-24 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2004-06-16 | 2004-12-23 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2004-06-16 | 2004-12-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Hin Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.