Yee Shing Ying
邢羽成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Shing Ying (邢羽成), a licensed former licensee with CE reference AHX077. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-08 | 2023-06-15 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-08 | 2023-06-15 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2020-09-08 | 2023-06-15 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-25 | 2020-09-08 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-25 | 2020-09-08 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-25 | 2020-09-08 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-04 | 2019-06-13 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-04 | 2019-06-13 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-04 | 2019-06-13 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-09-05 | 2013-01-01 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 9 — Asset management | 2011-09-05 | 2013-01-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-04 | 2011-07-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-11-04 | 2011-07-15 |