Franklin Templeton Institutional Asia Limited
富蘭克林鄧普頓機構投資亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franklin Templeton Institutional Asia Limited (富蘭克林鄧普頓機構投資亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAK170. Current licensed staff on file: 0 (total recorded over time: 5).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2005-03-19 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-19 |
| Type 9 - Asset management | Pre-2003 | 2005-03-19 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Thomas James Duffy | RO 4, 6, 9 | Pre-2003 | 2005-01 |
| Pui Yu Hui 許佩如 | Rep 4, 6, 9 | Pre-2003 | 2005-01 |
| Wai Chun Shum 沈偉俊 | RO 4 Rep 4 | 2004-07 | 2005-01 |
| Pang Yen Chen 陳邦彥 | Rep 4, 6, 9 | Pre-2003 | 2004-01 |
| Serena Yuen Kwan Kwok Chan 郭陳宛筠 | RO 4, 9 | Pre-2003 | 2003-06 |
Showing 1–5 of 5