Yee Ming Kwok
郭綺明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ming Kwok (郭綺明), a licensed former licensee with CE reference AOA582. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-06-14 | 2020-11-30 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-06-14 | 2020-11-30 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-06-14 | 2020-11-30 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2011-06-14 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-04 | 2011-06-14 |