Yee Ming Kwok
郭綺明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ming Kwok (郭綺明), a licensed former licensee with CE reference AOA582. This person has 14.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-06-14 | 2020-11-30 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-06-14 | 2020-11-30 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-06-14 | 2020-11-30 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-04 | 2011-06-14 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-12-04 | 2011-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Ming Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.