Siu Wan Lo
羅少昀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wan Lo (羅少昀), a licensed Responsible Officer with CE reference BIH645. Currently licensed at 1 firm(s): Stellaris Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.3 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-04-22 | present |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 9 - Asset management | 2026-04-22 | present |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-20 | 2026-04-22 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-03-20 | 2026-04-22 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-30 | 2026-02-06 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 4 - Advising on securities | 2025-06-30 | 2026-02-06 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 9 - Asset management | 2025-06-30 | 2026-02-06 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-08 | 2025-06-30 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-08 | 2025-06-30 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 9 - Asset management | 2025-05-08 | 2025-06-30 |
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-09 | 2025-03-20 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-09 | 2025-03-20 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-09 | 2025-03-20 |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-31 | 2023-01-09 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-31 | 2023-01-09 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-10-31 | 2023-01-09 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-15 | 2022-08-19 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 - Advising on securities | 2022-02-15 | 2022-08-19 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-20 | 2022-08-19 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-22 | 2022-02-15 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-22 | 2022-02-15 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-05 | 2019-03-13 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-04-05 | 2019-03-13 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-28 | 2019-03-13 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-28 | 2019-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.