Kin Chung Fung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chung Fung (馮健聰), a licensed Responsible Officer with CE reference ANT597. Currently licensed at 1 firm(s): GAOYU SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 4 - Advising on securities | 2024-03-12 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-30 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 - Asset management | 2023-03-30 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-09 | 2023-03-30 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 - Asset management | 2023-02-09 | 2023-03-30 |
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-25 | 2022-12-31 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-25 | 2022-12-31 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-11 | 2022-12-31 |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-18 | 2022-03-25 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-18 | 2022-03-25 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-18 | 2021-10-11 |
| Basel Capital Limited 巴塞爾資本有限公司 |
Rep | Type 9 - Asset management | 2020-11-18 | 2021-04-26 |
| Basel Capital Limited 巴塞爾資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-09 | 2021-04-26 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-17 | 2020-08-31 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-17 | 2020-08-31 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-03 | 2016-10-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-03 | 2010-09-27 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-03 | 2010-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Chung Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.