Raphael Ngai Wang Wu
胡毅弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Ngai Wang Wu (胡毅弘), CE reference AEX848. Currently licensed at 1 firm(s): Mount Logan Capital Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 4 — Advising on securities | 2016-08-01 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 9 — Asset management | 2016-08-01 | present |
| AP Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2015-02-24 | 2015-12-19 |
| AP Asset Management (HK) Limited | RO | Type 9 — Asset management | 2015-02-24 | 2015-12-19 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2014-12-31 | 2015-02-24 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2014-12-31 | 2015-02-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-16 | 2011-11-21 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2004-07-01 | 2008-01-01 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2004-07-01 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2011-11-21 |
| Credit Agricole Asset Management |
Rep | Type 4 — Advising on securities | present | 2004-07-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2011-11-21 |
| Credit Agricole Asset Management |
Rep | Type 9 — Asset management | present | 2004-07-02 |