Lai Heng Chin
陳麗卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Heng Chin (陳麗卿), CE reference AEN537. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AsiaVest Partners Limited 南亞投資管理有限公司 |
RO | Type 9 — Asset management | 2016-12-16 | 2022-12-16 |
| DES Asset Management Limited |
RO | Type 9 — Asset management | 2015-03-03 | 2016-06-30 |
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2009-09-09 | 2011-01-29 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2009-09-09 | 2011-01-29 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2009-06-01 | 2009-09-09 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2009-06-01 | 2009-09-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-03 | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-30 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2009-02-26 |