Christopher Chi Yan Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chi Yan Yip (葉志恩), a licensed Responsible Officer with CE reference ALF219. Currently licensed at 1 firm(s): Mount Logan Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 4 - Advising on securities | 2020-01-07 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 9 - Asset management | 2020-01-07 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-26 | 2020-01-07 |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 9 - Asset management | 2018-09-26 | 2020-01-07 |
| CN Capital Management Limited | Rep | Type 9 - Asset management | 2016-06-22 | 2017-01-09 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2015-01-22 | 2016-05-01 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2015-01-22 | 2016-05-01 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-31 | 2014-07-04 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2010-12-31 | 2014-07-04 |
| T. Rowe Price International, Inc. | Rep | Type 4 - Advising on securities | 2004-09-10 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 - Asset management | 2004-09-10 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Chi Yan Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.