Christopher Chi Yan Yip
葉志恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chi Yan Yip (葉志恩), CE reference ALF219. Currently licensed at 1 firm(s): Mount Logan Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 4 — Advising on securities | 2020-01-07 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 9 — Asset management | 2020-01-07 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-26 | 2020-01-07 |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 9 — Asset management | 2018-09-26 | 2020-01-07 |
| CN Capital Management Limited | Rep | Type 9 — Asset management | 2016-06-22 | 2017-01-09 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2015-01-22 | 2016-05-01 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2015-01-22 | 2016-05-01 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2014-07-04 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2014-07-04 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2004-09-10 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2004-09-10 | 2010-12-31 |