Simon Siu Hung Tsang
曾少雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Siu Hung Tsang (曾少雄), CE reference AAJ982. Currently licensed at 1 firm(s): Po Sang Securities Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 4 — Advising on securities | 2017-02-17 | present |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-17 | present |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 9 — Asset management | 2018-06-13 | 2019-06-19 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-02-17 | 2022-05-31 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-01-17 | 2022-05-31 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2017-01-17 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-23 | 2017-01-17 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-01 | 2016-10-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-01 | 2016-10-31 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-12-01 | 2016-10-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-07 | 2011-12-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-07 | 2011-12-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-09-28 | 2011-09-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-12 | 2011-09-30 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-01 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-30 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-30 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-09-01 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-11-30 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-11-30 |