Xu Li
李旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Li (李旭), a licensed former licensee with CE reference AOX949. This person has 16.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hill group Limited |
RO | Type 4 - Advising on securities | 2025-09-02 | 2025-10-10 |
| Hill group Limited |
RO | Type 9 - Asset management | 2025-09-02 | 2025-10-10 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
RO | Type 4 - Advising on securities | 2014-09-02 | 2025-03-31 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
RO | Type 9 - Asset management | 2014-09-02 | 2025-03-31 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-11-12 | 2014-03-28 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-24 | 2013-11-12 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-10-24 | 2014-03-28 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-02 | 2011-01-28 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-06-21 | 2011-01-28 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Xu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.