Alliance Asset Management Limited
同人資産管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alliance Asset Management Limited (同人資産管理有限公司), a Hong Kong-based licensed corporation with CE reference BDZ923. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 14). Earliest licence on file: 2014-12-23.
- Registered address:
- Unit 03 7/F, Worldwide House, 19 Des Voeux Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 - Asset management | 2014-12-23 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok Yuen Cheung 張國源 | RO 9 Rep 9 | 2019-06 | Present |
| Stephen Nai Bun Sum 岑乃彬 | RO 9 | 2024-10 | Present |
| Wai Yau Tang 鄧維祐 | RO 9 | 2024-04 | Present |
| Bor Cherng Jen 簡伯丞 | Rep 9 | 2019-05 | Present |
| Yi Su 蘇怡 | Rep 9 | 2024-09 | Present |
| Shu Lung Ho 何書龍 | RO 9 | 2014-12 | 2016-12 |
| Lawrence Yue Cheong Lai 黎士盛 | RO 9 | 2014-12 | 2016-10 |
| Anthony Mang Chuen Lee 李孟全 | RO 9 | 2014-12 | 2015-07 |
| Paul John Pheby | RO 9 Rep 9 | 2016-05 | 2019-06 |
| Yuk Wah David Tang 鄧育華 | RO 9 Rep 9 | 2015-08 | 2024-05 |
| Pui Yin Chan 陳沛言 | Rep 9 | 2018-04 | 2020-09 |
| Chung Ping Kwong 鄺重平 | Rep 9 | 2017-03 | 2017-12 |
| Wai Li Teng 鄧偉立 | Rep 9 | 2020-09 | 2022-06 |
| Jingxuan Wang 王敬萱 | Rep 9 | 2018-07 | 2020-08 |
Showing 1–14 of 14
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 910 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 896 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 851 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 434 staff - 1 shared activity type - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 1 shared activity type - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 404 staff - 1 shared activity type - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 324 staff - 1 shared activity type - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 269 staff - 1 shared activity type - 瑞穗證券亞洲有限公司