Louis Chi Wai Ho
何志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Chi Wai Ho (何志偉), a licensed former licensee with CE reference AAC045. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-07-01 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-08 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-08 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-21 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-11-08 |