Chi Sang Lau
劉智生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Sang Lau (劉智生), a licensed former licensee with CE reference ACP015. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-04 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-20 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-20 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-20 |