Man Shing Lee
李萬勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Shing Lee (李萬勝), a licensed former licensee with CE reference AEC513. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2014-01-29 | 2020-04-23 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-08-18 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-10 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |