Wai Yu Yiu
姚惠瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yu Yiu (姚惠瑜), a licensed former licensee with CE reference ADT525. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-18 |
| Biz Corp Limited |
Rep | Type 4 — Advising on securities | present | 2003-08-18 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-25 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-18 |
| Biz Corp Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-18 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2005-08-15 |
| Biz Corp Limited |
Rep | Type 9 — Asset management | present | 2003-08-18 |