Wai Shuen Cheung

張慧璇
CE No. AFS613 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shuen Cheung (張慧璇), a licensed Representative with CE reference AFS613. Currently licensed at 1 firm(s): Galaxy Asset Management (H.K.) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
Rep Type 4 - Advising on securities 2016-08-26 present
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
Rep Type 9 - Asset management 2016-08-26 present
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
Rep Type 5 - Advising on futures contracts 2016-08-26 2024-03-14
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
RO Type 4 - Advising on securities 2005-05-17 2016-08-26
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
RO Type 5 - Advising on futures contracts 2005-05-17 2016-08-26
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
RO Type 9 - Asset management 2005-05-17 2016-08-26
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
Rep Type 9 - Asset management 2004-09-16 2005-05-17
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
Rep Type 4 - Advising on securities 2004-03-24 2005-05-17
Galaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司
Rep Type 5 - Advising on futures contracts 2004-03-24 2005-05-17
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-12-08
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-06-26
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-06-26
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-06-26

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