Wing Oi Tam
談永凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Oi Tam (談永凱), a licensed former licensee with CE reference ABN681. This person has 6.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-13 | 2009-03-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-09-23 | 2009-03-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2003-09-23 | 2009-03-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-03-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Oi Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.