Ling Ling Yip
葉凌凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Ling Yip (葉凌凌), a licensed former licensee with CE reference AJC829. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-08 | 2020-11-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-08 | 2020-11-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 — Asset management | 2018-05-08 | 2020-11-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-10 | 2018-05-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-12-10 | 2018-05-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-19 | 2018-05-08 |