Derek Siu Lung Ng
吳兆龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Siu Lung Ng (吳兆龍), a licensed former licensee with CE reference AFG442. This person has 17.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-18 | 2022-12-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-18 | 2022-12-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-18 | 2022-12-04 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-15 | 2018-08-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-28 | 2006-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Siu Lung Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.