Derek Siu Lung Ng
吳兆龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Siu Lung Ng (吳兆龍), a licensed former licensee with CE reference AFG442. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-18 | 2022-12-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-18 | 2022-12-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-18 | 2022-12-04 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-15 | 2018-08-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-28 | 2006-12-18 |