Wallace Tzi Chun Foo

傅至真
CE No. ADC298 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wallace Tzi Chun Foo (傅至真), a licensed former licensee with CE reference ADC298. This person has 13.4 years of SFC licence history. Total licence records on file: 19.

Licence history

FirmRoleRegulated activityFromTo
Quester Securities (HK) Limited RO Type 1 - Dealing in securities 2024-06-03 2025-06-12
Quester Securities (HK) Limited RO Type 4 - Advising on securities 2024-06-03 2025-06-12
Tongfang Securities Limited
同方證券有限公司
Rep Type 1 - Dealing in securities 2018-03-06 2022-06-30
Tongfang Capital Limited
同方資本有限公司
RO Type 6 - Advising on corporate finance 2017-09-29 2022-06-30
Frontier Capital Investment Limited
方達資本投資有限公司
RO Type 6 - Advising on corporate finance 2014-08-22 2015-06-17
CCB International Capital Limited
建銀國際金融有限公司
RO Type 6 - Advising on corporate finance 2010-09-06 2011-04-01
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 1 - Dealing in securities 2010-03-19 2011-04-01
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 6 - Advising on corporate finance 2010-03-19 2010-09-06
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 - Dealing in securities 2006-06-28 2008-12-16
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 4 - Advising on securities 2006-06-28 2008-12-16
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 6 - Advising on corporate finance 2006-06-28 2008-12-16
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2005-04-14 2006-06-28
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2005-04-14 2006-06-28
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2005-04-14 2006-06-28
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-08-18
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2006-08-18
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2006-08-18
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-22
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2005-02-15

Related