Ka Hung Tsoi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hung Tsoi (蔡嘉鴻), a licensed Responsible Officer with CE reference BHJ439. Currently licensed at 1 firm(s): Rockflow Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-20 | present |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 4 - Advising on securities | 2026-01-20 | present |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 - Asset management | 2026-01-20 | present |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-06 | 2024-04-30 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-01 | 2024-04-30 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-01 | 2023-06-06 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-07 | 2021-05-25 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 - Asset management | 2017-12-07 | 2021-05-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-15 | 2017-11-12 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-06-15 | 2017-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Hung Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.