Wen Lan
蘭文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Lan (蘭文), a licensed former licensee with CE reference BHY116. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-06 | 2022-08-09 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-06 | 2022-08-09 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-03-06 | 2022-08-09 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-03-06 | 2022-08-09 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-06 | 2022-08-09 |