Ho Lam Wan
尹浩霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lam Wan (尹浩霖), a licensed former licensee with CE reference AUR976. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-12 | 2025-02-19 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-12 | 2025-02-19 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-18 | 2022-10-01 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-18 | 2022-10-01 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-05-21 | 2022-10-01 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-29 | 2020-03-27 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 — Asset management | 2018-05-29 | 2020-03-27 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-17 | 2017-08-16 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-17 | 2017-08-16 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-07-17 | 2017-08-16 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-02-08 | 2010-03-01 |