Ka Ho Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Cheung (張家豪), a licensed Responsible Officer with CE reference AYH663. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-16 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-06-16 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2021-06-16 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-06-16 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 9 - Asset management | 2021-03-31 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-18 | 2021-06-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-01-18 | 2021-06-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-16 | 2021-06-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-16 | 2021-06-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2016-05-16 | 2021-03-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-14 | 2016-05-13 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-14 | 2016-05-13 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-14 | 2013-12-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-14 | 2013-12-27 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-28 | 2013-12-27 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-12 | 2013-12-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ho Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.