Cheuk Yen Kristy Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yen Kristy Wong (黃琸殷), a licensed Responsible Officer with CE reference AXN025. Currently licensed at 1 firm(s): M&G Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2026-07-16 | present |
| M&G Investments (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2026-07-16 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-11-04 | 2026-07-16 |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-11-04 | 2026-07-16 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-03 | 2024-10-18 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-03 | 2024-10-18 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-03 | 2024-10-18 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-12-02 | 2023-09-18 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-12-02 | 2023-09-18 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-28 | 2020-11-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-29 | 2020-11-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Yen Kristy Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.