Karen Ka Yin Szeto
司徒家妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yin Szeto (司徒家妍), a licensed former licensee with CE reference AZB699. This person has 4.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-28 | 2016-09-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-21 | 2016-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Ka Yin Szeto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.