Yin Ni Chong
莊燕妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ni Chong (莊燕妮), a licensed former licensee with CE reference AME649. This person has 15.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-09-22 | 2021-03-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-09-22 | 2021-03-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-10 | 2017-08-04 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-10 | 2017-08-04 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-17 | 2016-04-30 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-11 | 2008-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Ni Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.