Yu-Heng Fan
范育恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Heng Fan (范育恒), a licensed former licensee with CE reference AXW653. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Templeton Asset Management Ltd | RO | Type 9 — Asset management | 2021-09-20 | 2024-01-25 |
| Templeton Asset Management Ltd | Rep | Type 9 — Asset management | 2021-03-31 | 2021-09-20 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-30 | 2020-11-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-30 | 2020-11-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-17 | 2018-11-30 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-07-17 | 2018-11-30 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2015-06-25 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-01-05 | 2015-06-25 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-14 | 2015-01-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-18 | 2012-04-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-18 | 2012-04-27 |