Tsan Tuen Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsan Tuen Chan (陳贊屯), a licensed Responsible Officer with CE reference AUB811. Currently licensed at 1 firm(s): FTFT International Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 12.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-05 | present |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2024-02-05 | present |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-02-20 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-15 | 2021-04-27 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-05-15 | 2021-04-27 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-24 | 2019-07-23 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-04-24 | 2019-07-23 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-31 | 2019-04-24 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-31 | 2019-04-24 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-19 | 2016-05-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-11 | 2016-01-07 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-10 | 2016-01-07 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-10 | 2016-01-07 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-20 | 2014-11-14 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-20 | 2014-11-14 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2014-10-20 | 2014-11-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-06-14 | 2013-09-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-06-10 | 2013-05-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-03 | 2010-06-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-03 | 2010-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsan Tuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.