Lok Kwan Hung
洪樂群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Kwan Hung (洪樂群), a licensed former licensee with CE reference AUB816. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-23 | 2020-06-29 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-23 | 2020-06-29 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-21 | 2020-06-29 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-06-29 | 2012-02-18 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-03 | 2010-06-29 |