Neil John McCormick

CE No. ATX904 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil John McCormick, a licensed former licensee with CE reference ATX904. This person has 0.6 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2009-11-11 2010-06-21
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2009-11-11 2010-06-21
UBS Derivatives Hong Kong Limited Rep Type 2 - Dealing in futures contracts 2009-11-11 2010-06-21
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2009-11-11 2010-06-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil John McCormick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hao Feng Lu UBS Derivatives Hong Kong Limited 2009–2010
Liping Zhu UBS Derivatives Hong Kong Limited 2009–2010
Chun Wai Li UBS Derivatives Hong Kong Limited 2009–2010
Jae Wook Moon UBS Derivatives Hong Kong Limited 2009–2010
Shivam Gupta UBS Derivatives Hong Kong Limited 2009–2010
Yiqian Sun UBS Derivatives Hong Kong Limited 2009–2010
Clarence John Beshke UBS Derivatives Hong Kong Limited 2009–2010
Winnie Mo Sze Chiu UBS Derivatives Hong Kong Limited 2009–2010
Laurent Benoit Georges Combalot UBS Derivatives Hong Kong Limited 2009–2010
Tsz Leung Ho UBS Derivatives Hong Kong Limited 2009–2010
Carsten Norbert Kengeter UBS Derivatives Hong Kong Limited 2009–2010
Mohit Kansal UBS Derivatives Hong Kong Limited 2009–2010
Man Wing Li UBS Derivatives Hong Kong Limited 2009–2010
Feng Tao Ning UBS Derivatives Hong Kong Limited 2009–2010
Alexander Stanley Novak UBS Derivatives Hong Kong Limited 2009–2010
David Andrew Stead UBS Derivatives Hong Kong Limited 2009–2010
Freddie Kuok Lin Tan UBS Derivatives Hong Kong Limited 2009–2010
Yew Chye Wan UBS Derivatives Hong Kong Limited 2009–2010
Donald Ho Lun Wong UBS Derivatives Hong Kong Limited 2009–2010
Chi Won Yoon UBS Derivatives Hong Kong Limited 2009–2010
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